In UK fund firms and asset managers liable for hundreds of thousands of pounds of purchasers’ money have to this point been largely spared the intense scrutiny other monetary professionals have gotten used to in the fallout from the worldwide financial crisis. Nonetheless the Financial Providers Authority (FSA) now has the trade firmly in its sights after a handful of probes uncovered shortcomings that might be extra widespread than first feared. As per Joanne Smith, chief executive of The Consulting Consortium he relatively small insular world of wealth management has not always coincided with a strong tradition of compliance.
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